Kirt P. Karros - 07 Dec 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
SVP, Treasurer and FP&A
Signature
Ki Hoon Kim as Attorney-in-Fact for Kirt P. Karros
Issuer symbol
HPE
Transactions as of
07 Dec 2024
Net transactions value
+$1,109,029
Form type
4
Filing time
10 Dec 2024, 21:32:02 UTC
Previous filing
13 Jun 2024
Next filing
11 Dec 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $763,670 +31,886 $23.95 31,886 07 Dec 2024 Direct
transaction HPE Common Stock Tax liability $264,097 -11,027 -35% $23.95 20,859 07 Dec 2024 Direct
transaction HPE Common Stock Options Exercise $1,191,680 +49,757 +239% $23.95 70,616 08 Dec 2024 Direct
transaction HPE Common Stock Tax liability $582,224 -24,310 -34% $23.95 46,306 08 Dec 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +204 +1.2% 17,724 18 Jul 2024 Common Stock 204 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -49,757 -50% 49,756 08 Dec 2024 Common Stock 49,757 Direct F1, F3
transaction HPE Restricted Stock Units Options Exercise -31,886 -33% 63,770 07 Dec 2024 Common Stock 31,886 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/09/21 the reporting person was granted 48,765 restricted stock units ("RSUs"), 16,255 of which vested on 12/09/22, 16,255 of which vested on 12/09/23, and 16,255 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 102.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 102.1339 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24.
F3 As previously reported, on 12/08/22, the reporting person was granted 141,191 RSUs, 47,063 of which vested on 12/08/23, 47,064 of which vested on 12/08/24, and 47,064 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 592 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 591.4277 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 2,693 vested dividend equivalent rights and a de minimus adjustment of 0.6205 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/07/23, the reporting person was granted 93,052 RSUs, 31,017 of which vested on 12/07/24, 31,017 of which will vest on 12/07/25, and 31,018 of which will vest on 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 585.2327 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24, and 584.6670 dividend equivalent rights at $20.69 per RSU credited to the reporting person's account on 10/18/24. The number of derivative securities in column 5 reflects 869 vested dividend equivalent rights and a de minimus adjustment of 0.7233 due to fractional rounding of the dividend equivalent rights.