JAMES CONTINENZA V. - 29 Nov 2024 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Executive Chairman and CEO, Director
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza
Issuer symbol
KODK
Transactions as of
29 Nov 2024
Net transactions value
-$560,120
Form type
4
Filing time
02 Dec 2024, 16:35:20 UTC
Previous filing
28 Mar 2024
Next filing
28 Feb 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +196,335 +13% $0.000000 1,689,992 29 Nov 2024 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability $560,120 -77,258 -4.6% $7.25 1,612,734 29 Nov 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -196,335 -33% $0.000000 392,671 29 Nov 2024 Common Stock, par value $.01 196,335 $0.000000 Direct F1, F3
transaction KODK Restricted Stock Units Award $0 +172,414 $0.000000 172,414 29 Nov 2024 Common Stock, par value $.01 172,414 $0.000000 Direct F1, F4
holding KODK Restricted Stock Units 100,000 29 Nov 2024 Common stock, par value $.01 100,000 $0.000000 Direct F1, F5
holding KODK Restricted Stock Units 200,000 29 Nov 2024 Common stock, par value $.01 200,000 $0.000000 Direct F1, F6
holding KODK Phantom Stock 241,589 29 Nov 2024 Common Stock, par value $.01 241,589 $0.000000 Direct F7
holding KODK Stock Option (Right to Buy) 981,707 29 Nov 2024 Common Stock, par value $.01 981,707 $3.03 Direct F8
holding KODK Stock Option (Right to Buy) 298,780 29 Nov 2024 Common Stock, par value $.01 298,780 $4.53 Direct F8
holding KODK Stock Option (Right to Buy) 298,780 29 Nov 2024 Common Stock, par value $.01 298,780 $6.03 Direct F8
holding KODK Stock Option (Right to Buy) 170,733 29 Nov 2024 Common Stock, par value $.01 170,733 $12.00 Direct F8
holding KODK Stock Option (Right to Buy) 1,150,000 29 Nov 2024 Common Stock, par value $.01 1,150,000 $3.03 Direct F8
holding KODK Stock Option (Right to Buy) 350,000 29 Nov 2024 Common Stock, par value $.01 350,000 $4.53 Direct F8
holding KODK Stock Option (Right to Buy) 350,000 29 Nov 2024 Common Stock, par value $.01 350,000 $6.03 Direct F8
holding KODK Stock Option (Right to Buy) 200,000 29 Nov 2024 Common Stock, par value $.01 200,000 $12.00 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of RSUs.
F3 196,335 RSUs vested on 11/29/2024 and, except as otherwise provided in the award notice, the remaining RSUs will vest in substantially equal installments on each of 11/29/2025 and 11/29/2026.
F4 These RSUs were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest in substantially equal installments on each of 11/29/2025, 11/29/2026 and 11/29/2027.
F5 These RSUs will vest on 2/26/2025.
F6 These RSUs will vest in equal installments on each of 2/26/2025 and 2/26/2026.
F7 Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F8 This option is fully vested as of the date of this report.