James V. Continenza - Nov 29, 2024 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Executive Chairman and CEO, Director
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for James V. Continenza
Stock symbol
KODK
Transactions as of
Nov 29, 2024
Transactions value $
-$560,121
Form type
4
Date filed
12/2/2024, 04:35 PM
Previous filing
Mar 28, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +196K +13.14% $0.00 1.69M Nov 29, 2024 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability -$560K -77.3K -4.57% $7.25 1.61M Nov 29, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -196K -33.33% $0.00 393K Nov 29, 2024 Common Stock, par value $.01 196K $0.00 Direct F1, F3
transaction KODK Restricted Stock Units Award $0 +172K $0.00 172K Nov 29, 2024 Common Stock, par value $.01 172K $0.00 Direct F1, F4
holding KODK Restricted Stock Units 100K Nov 29, 2024 Common stock, par value $.01 100K $0.00 Direct F1, F5
holding KODK Restricted Stock Units 200K Nov 29, 2024 Common stock, par value $.01 200K $0.00 Direct F1, F6
holding KODK Phantom Stock 242K Nov 29, 2024 Common Stock, par value $.01 242K $0.00 Direct F7
holding KODK Stock Option (Right to Buy) 982K Nov 29, 2024 Common Stock, par value $.01 982K $3.03 Direct F8
holding KODK Stock Option (Right to Buy) 299K Nov 29, 2024 Common Stock, par value $.01 299K $4.53 Direct F8
holding KODK Stock Option (Right to Buy) 299K Nov 29, 2024 Common Stock, par value $.01 299K $6.03 Direct F8
holding KODK Stock Option (Right to Buy) 171K Nov 29, 2024 Common Stock, par value $.01 171K $12.00 Direct F8
holding KODK Stock Option (Right to Buy) 1.15M Nov 29, 2024 Common Stock, par value $.01 1.15M $3.03 Direct F8
holding KODK Stock Option (Right to Buy) 350K Nov 29, 2024 Common Stock, par value $.01 350K $4.53 Direct F8
holding KODK Stock Option (Right to Buy) 350K Nov 29, 2024 Common Stock, par value $.01 350K $6.03 Direct F8
holding KODK Stock Option (Right to Buy) 200K Nov 29, 2024 Common Stock, par value $.01 200K $12.00 Direct F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of RSUs.
F3 196,335 RSUs vested on 11/29/2024 and, except as otherwise provided in the award notice, the remaining RSUs will vest in substantially equal installments on each of 11/29/2025 and 11/29/2026.
F4 These RSUs were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, will vest in substantially equal installments on each of 11/29/2025, 11/29/2026 and 11/29/2027.
F5 These RSUs will vest on 2/26/2025.
F6 These RSUs will vest in equal installments on each of 2/26/2025 and 2/26/2026.
F7 Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Continenza in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F8 This option is fully vested as of the date of this report.