| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | BURU | Common Stock | Other | $0 | -133K | -100% | $0.00 | 0 | Nov 21, 2024 | Direct | F1, F2, F3 |
| transaction | BURU | Common Stock | Other | $0 | -52.9K | -100% | $0.00 | 0 | Nov 21, 2024 | Direct | F3, F4, F5 |
| transaction | BURU | Common Stock | Other | $0 | -24.3K | -100% | $0.00 | 0 | Nov 21, 2024 | Direct | F3, F6, F7 |
| transaction | BURU | Common Stock | Other | $0 | -20K | -100% | $0.00 | 0 | Nov 21, 2024 | Direct | F3, F8, F9 |
| transaction | BURU | Common Stock | Other | $0 | +61.1K | +924.27% | $0.00 | 67.7K | Nov 21, 2024 | Direct | F3, F10, F11 |
| transaction | BURU | Common Stock | Other | $0 | +25.5K | +8007.52% | $0.00 | 25.9K | Nov 21, 2024 | Direct | F3, F14, F15 |
| transaction | BURU | Common Stock | Other | $0 | +5.39K | +3369.38% | $0.00 | 5.55K | Nov 21, 2024 | Direct | F3, F16, F17 |
| holding | BURU | Common Stock | 2.34K | Nov 21, 2024 | Direct | F3, F12 | |||||
| holding | BURU | Common Stock | 1.36K | Nov 21, 2024 | Direct | F3, F13 |
| Id | Content |
|---|---|
| F1 | These securities are owned directly by Anzu Nuburu V LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") with each of the other Reporting Persons and Daniel Hirsch. |
| F2 | Represents a pro-rata distribution in-kind by Anzu Nuburu V LLC to its members for no consideration. |
| F3 | On July 23, 2024, the Issuer completed a one-for-forty reverse stock split of its common stock. All of the share numbers reported herein have been adjusted to reflect this reverse stock split. |
| F4 | These securities are owned directly by Anzu Nuburu LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. |
| F5 | Represents a pro-rata distribution in-kind by Anzu Nuburu LLC to its members for no consideration. |
| F6 | These securities are owned directly by Anzu Nuburu II LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. |
| F7 | Represents a pro-rata distribution in-kind by Anzu Nuburu II LLC to its members for no consideration. |
| F8 | These securities are owned directly by Anzu Nuburu III LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. |
| F9 | Represents a pro-rata distribution in-kind by Anzu Nuburu III LLC to its members for no consideration. |
| F10 | These securities are owned directly by David Seldin, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. |
| F11 | Represents 14,223 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 7,285 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 6,541 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 33,036 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. |
| F12 | These securities are owned directly by Anzu Partners LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. |
| F13 | These securities are owned directly by David & Jennifer Michael Family Ltd Partnership, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. |
| F14 | These securities are owned directly by CST Global LLC, which may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. |
| F15 | Represents 2,784 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 618 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; 497 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members; and 21,645 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu V LLC to its members, in each case for no consideration. |
| F16 | These securities are owned directly by Whitney Haring-Smith, who may be deemed a member of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. |
| F17 | Represents 3,210 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu LLC to its members; 1,434 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu II LLC to its members; and 747 shares received by the Reporting Person in connection with a pro-rata in-kind distribution by Anzu Nuburu III LLC to its members, in each case for no consideration. |
The Reporting Persons may be deemed members of a "group" for purposes of Section 13(d) of the Exchange Act with each of the other Reporting Persons and Mr. Hirsch. Mr. Seldin and Mr. Haring-Smith are managing partners of Anzu Partners LLC and share voting and dispositive power with respect to the securities held directly by Anzu Partners LLC. Mr. Seldin and Ms. Herman are managers of each of Anzu Nuburu LLC, Anzu Nuburu II LLC, Anzu Nuburu III LLC and Anzu Nuburu V LLC (collectively, the "Anzu SPVs") and share voting and dispositive power with respect to the securities held directly by the Anzu SPVs. Mr. Hirsch is a director of the Issuer. Each of the Reporting Persons may be deemed a director by deputization of the Issuer. The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, or are subject to Section 16 of the Exchange Act, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any.