Timothy Lain - Nov 19, 2024 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
SVP and CFO
Signature
James D. Dee/POA
Stock symbol
CRS
Transactions as of
Nov 19, 2024
Transactions value $
-$1,476,762
Form type
4
Date filed
11/21/2024, 04:17 PM
Previous filing
Aug 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Options Exercise $134K +3.3K +3.6% $40.43 95.1K Nov 19, 2024 Direct
transaction CRS Common Stock Options Exercise $94.5K +1.6K +1.69% $58.94 96.7K Nov 19, 2024 Direct
transaction CRS Common Stock Options Exercise $159K +2.73K +2.82% $58.23 99.5K Nov 19, 2024 Direct
transaction CRS Common Stock Options Exercise $331K +7.5K +7.54% $44.13 107K Nov 19, 2024 Direct
transaction CRS Common Stock Tax liability -$1.6M -8.67K -8.11% $184.50 98.3K Nov 19, 2024 Direct
transaction CRS Common Stock Sale -$595K -3.25K -3.31% $183.11 95K Nov 20, 2024 Direct F1
holding CRS Common Stock 3.11K Nov 19, 2024 By 401K Retirement Plan F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -3.3K -100% 0 Nov 19, 2024 Common Stock 3.3K $40.43 Direct F3, F4
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -1.6K -100% 0 Nov 19, 2024 Common Stock 1.6K $58.94 Direct F4, F5
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -2.73K -100% 0 Nov 19, 2024 Common Stock 2.73K $58.23 Direct F4, F6
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -7.5K -100% 0 Nov 19, 2024 Common Stock 7.5K $44.13 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The transactions reported in this line were undertaken by the Reporting Person for tax planning purposes.
F2 Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F3 One-third of this award became exercisable on each of July 31, 2018, 2019 and 2020.
F4 The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
F5 One-third of this award became exercisable on each of August 6, 2019, 2020 and 2021.
F6 One-third of this award became exercisable on each of September 14, 2019, 2020 and 2021.
F7 One-third of this award became exercisable on each of August 15, 2020, 2021 and 2022.