Albert Friedberg - Nov 14, 2024 Form 4 Insider Report for VACCINEX, INC. (VCNX)

Role
Director, 10%+ Owner
Signature
/s/ Jill Sanchez, Attorney-in-Fact for Albert Friedberg
Stock symbol
VCNX
Transactions as of
Nov 14, 2024
Transactions value $
$1,999,998
Form type
4
Date filed
11/18/2024, 04:06 PM
Previous filing
Sep 20, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VCNX Common Stock Award $100K +30.8K +3.01% $3.25 1.05M Nov 14, 2024 By FCMI Parent Co. F3
holding VCNX Common Stock 2.09K Nov 14, 2024 Direct
holding VCNX Common Stock 180 Nov 14, 2024 By Pan Atlantic Holdings Ltd. F1
holding VCNX Common Stock 16.7K Nov 14, 2024 By Friedberg Global-Macro Hedge Fund Ltd. F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VCNX Warrant (Right to Buy) Award $1.9M +585K $3.25 585K Nov 14, 2024 Common Stock 585K $0.00 By FCMI Parent Co. F3, F4
holding VCNX Warrant (Right to Buy) 653K Nov 14, 2024 Common Stock 653K $5.64 By FCMI Parent Co. F3
holding VCNX Warrant (Right to Buy) 103K Nov 14, 2024 Common Stock 103K $0.00 By FCMI Parent Co. F3, F4
holding VCNX Warrant (Right to Buy) 92.5K Nov 14, 2024 Common Stock 92.5K $0.00 By FCMI Parent Co. F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Mr. Friedberg is the majority owner of Pan Atlantic Holdings Ltd. and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F2 Mr. Friedberg possesses voting and dispositive power over the reported securities and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F3 Mr. Friedberg is the majority owner, a director and the president of FCMI Parent Co. ("FCMI") and disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.
F4 These pre-funded warrants are currently exercisable, subject to a 39.99% beneficial ownership limitation on the reporting persons, at an initial exercise price of $0.0001 and will expire on the date they are exercised in full.