Greg Gaba - 23 Oct 2024 Form 4 Insider Report for SunOpta Inc. (STKL)

Role
Chief Financial Officer
Signature
/s/ Jill Barnett, attorney-in-fact
Issuer symbol
STKL
Transactions as of
23 Oct 2024
Net transactions value
-$73,605
Form type
4
Filing time
25 Oct 2024, 16:57:14 UTC
Previous filing
12 Jul 2024
Next filing
07 Apr 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction STKL Common Shares Options Exercise +28,169 +65% 71,517 23 Oct 2024 Direct F1
transaction STKL Common Shares Tax liability $73,605 -12,868 -18% $5.72 58,649 23 Oct 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction STKL Restricted Stock Units Options Exercise $0 -28,169 -33% $0.000000 56,338 23 Oct 2024 Common Shares 28,169 Direct F1, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Stock Unit represents a contingent right to receive one share of STKL common stock.
F2 This line item reflects the deemed disposition of shares withheld by the Company to satisfy income tax withholding requirements in connection with the vesting of the RSUs.
F3 The Restricted Stock Units vest in three equal annual installments beginning on October 23, 2024, subject to the continued employment of the reporting person through each such vesting date.
F4 The Restricted Stock Units do not have an expiration date.