| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | PFG | Common Stock | Disposed to Issuer | -$225K | -2.5K | -8.64% | $90.00 | 26.4K | Oct 15, 2024 | Direct | F1, F2 |
| holding | PFG | Common Stock | 2.27K | Oct 15, 2024 | By Spouse | F3 | |||||
| holding | PFG | Common Stock | 1.23K | Oct 15, 2024 | By 401(k) | ||||||
| holding | PFG | Common Stock | 97 | Oct 15, 2024 | By Spouse 401(k) |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | The sales reported were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on 3/8/2024. |
| F2 | Includes 9278 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |
| F3 | Includes 1947 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan. |