Thomas Eifert - Sep 26, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Sep 26, 2024
Transactions value $
-$225,271
Form type
4
Date filed
10/8/2024, 04:01 PM
Previous filing
Sep 4, 2024
Next filing
Dec 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $74.2K +2K +20.83% $37.11 11.6K Sep 26, 2024 Direct
transaction ALSN Common Stock Sale -$190K -2K -17.24% $95.00 9.6K Sep 26, 2024 Direct F1
transaction ALSN Common Stock Options Exercise $64.6K +1.74K +18.13% $37.11 11.3K Oct 7, 2024 Direct
transaction ALSN Common Stock Sale -$174K -1.74K -15.35% $100.00 9.6K Oct 7, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -2K -53.46% $0.00 1.74K Sep 26, 2024 Common Stock 2K $37.11 Direct F2
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -1.74K -100% $0.00 0 Oct 7, 2024 Common Stock 1.74K $37.11 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2024.
F2 The option vested on February 22, 2020.