Fidelma Russo - Sep 29, 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
EVP, GM, Hybrid Cloud & CTO
Signature
Ki Hoon Kim as Attorney-in-Fact for Fidelma M. Russo
Stock symbol
HPE
Transactions as of
Sep 29, 2024
Transactions value $
$1,125,987
Form type
4
Date filed
10/1/2024, 04:58 PM
Previous filing
May 28, 2024
Next filing
Oct 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $2.08M +103K $20.14 103K Sep 29, 2024 Direct
transaction HPE Common Stock Tax liability -$956K -47.5K -45.91% $20.14 55.9K Sep 29, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -103K -100% 0 Sep 29, 2024 Common Stock 103K Direct F1, F2
transaction HPE Restricted Stock Units Award +1.88K +2.04% 94K Jan 11, 2024 Common Stock 1.88K Direct F1, F3
transaction HPE Restricted Stock Units Award +4K +2.11% 194K Jan 11, 2024 Common Stock 4K Direct F1, F4
transaction HPE Restricted Stock Units Award +4.04K +2.17% 190K Jan 11, 2024 Common Stock 4.04K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 09/29/21, the reporting person was granted 283,889 restricted stock units ("RSUs"), 94,629 of which vested on 09/29/22, 94,630 of which vested on 09/29/23, and 94,630 of which vested on 09/29/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 751.4905 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 706.1940 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, and 595.1572 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24. The number of derivative securities in column 5 also reflects 8,731 vested dividend equivalent rights and a de minimus adjustment of 0.1049 due to fractional rounding of the dividend equivalent rights.
F3 As previously reported, on 12/09/21, the reporting person was granted 260,078 RSUs, 86,692 of which vested on 12/09/22, 86,693 of which vested on 12/09/23, and 86,693 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 688.4600 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 646.9627 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, and 545.2390 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
F4 As previously reported, on 12/08/22, the reporting person was granted 276,243 RSUs, 92,081 of which vested on 12/08/23, and 92,081 of which will vest on each of 12/08/24, and 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,462.4960 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,374.3433 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, and 1,158.2516 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.
F5 As previously reported, on 12/07/23, the reporting person was granted 186,104 RSUs, 62,034 of which will vest on 12/07/24, and 62,035 of which will vest on each of 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,477.9181 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, 1,388.8358 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24, and 1,170.4654 dividend equivalent rights at $20.67 per RSU credited to the reporting person's account on 07/18/24.