Daniel Joseph Houston - 27 Sep 2024 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: Chairman & CEO, Director
Signature: Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol: PFG
Transactions as of: 27 Sep 2024
Net transactions value: +$1,291
Form type: 4
Filing time: 01 Oct 2024, 16:33:27 UTC
Previous filing: 29 Aug 2024
Next filing: 08 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$0	+931	+0.51%	$0.000000	181,742	27 Sep 2024	Direct	F1, F2
holding	PFG	Common Stock						45,823	27 Sep 2024	By Trust	F3
holding	PFG	Common Stock						125,000	27 Sep 2024	By Trust	F4
holding	PFG	Common Stock						4,004	27 Sep 2024	By 401(k) Plan

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PFG	Phantom Stock Units	Award	$1,291	+15	+0.81%	$86.09	1,856	27 Sep 2024	Common Stock	15		Direct	F5, F6

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock units.
F2	Includes 599 shares acquired pursuant to and held within the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F3	Joan M. Houston 2021 Trust
F4	Daniel J. Houston 2019 DGT Exempt Trust
F5	The units convert to common stock on a one-for-one basis.
F6	Acquired pursuant to the Principal Financial Group, Inc. Select Savings Excess Plan and may be transferred at any time into another investment alternative under that plan. Interests under the plan will be settled upon the reporting person's retirement or other termination of service.