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Signature
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Chris Agbe-Davies as Attorney-in-Fact
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Stock symbol
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PFG
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Transactions as of
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Sep 4, 2024
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Transactions value $
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-$114,842
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Form type
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4
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Date filed
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9/6/2024, 03:22 PM
Transactions Table
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Ownership |
Footnotes |
transaction |
PFG |
Common Stock |
Award |
$26.2K |
+700 |
+0.88% |
$37.38 |
80.2K |
Sep 4, 2024 |
Direct |
F1 |
transaction |
PFG |
Common Stock |
Award |
$43.9K |
+700 |
+0.87% |
$62.78 |
80.9K |
Sep 4, 2024 |
Direct |
F1 |
transaction |
PFG |
Common Stock |
Disposed to Issuer |
-$115K |
-1.4K |
-1.73% |
$82.03 |
79.5K |
Sep 4, 2024 |
Direct |
F1, F2, F3 |
holding |
PFG |
Common Stock |
|
|
|
|
|
3.53K |
Sep 4, 2024 |
By 401(k) |
|
Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)
Type |
Sym |
Class |
Transaction |
Value $ |
Shares |
Change % |
* Price $ |
Shares After |
Date |
Underlying Class |
Amount |
Exercise Price |
Ownership |
Footnotes |
transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$26.2K |
-700 |
-17.7% |
$37.38 |
3.26K |
Sep 4, 2024 |
Common Stock |
700 |
$37.38 |
Direct |
|
transaction |
PFG |
Employee Stock Option (Right to Buy) |
Options Exercise |
-$43.9K |
-700 |
-17.93% |
$62.78 |
3.2K |
Sep 4, 2024 |
Common Stock |
700 |
$62.78 |
Direct |
|
* An asterisk sign (*) next to the price indicates that the price is likely invalid.
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
Explanation of Responses: