Kenneth A. McCullum - Sep 5, 2024 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
EVP - Chief Risk Officer
Signature
Chris Agbe-Davies as Attorney-in-Fact
Stock symbol
PFG
Transactions as of
Sep 5, 2024
Transactions value $
-$348,240
Form type
4
Date filed
9/6/2024, 03:20 PM
Previous filing
Sep 6, 2024
Next filing
Oct 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $163K +4.37K +12.87% $37.38 38.3K Sep 5, 2024 Direct F1
transaction PFG Common Stock Disposed to Issuer -$348K -4.37K -11.4% $79.78 33.9K Sep 5, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$54.4K -1.46K -100% $37.38 0 Sep 5, 2024 Common Stock 1.46K $37.38 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise -$109K -2.91K -100% $37.38 0 Sep 5, 2024 Common Stock 2.91K $37.38 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 28 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $79.68 to $79.86, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.