Vicky Hahne - Aug 20, 2024 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Financial Officer
Signature
/s/ Liz Dunshee as Attorney-in-Fact for Vicky Hahne pursuant to Power of Attorney filed herewith.
Stock symbol
CELC
Transactions as of
Aug 20, 2024
Transactions value $
$0
Form type
4
Date filed
8/22/2024, 04:22 PM
Previous filing
Feb 15, 2024
This filing has been restated, see here for the amended filing

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
holding CELC Common Stock 18.6K Aug 20, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CELC Stock Option (right to buy) Award $0 +80K $0.00 80K Aug 20, 2024 Common Stock 80K $17.04 Direct F12
holding CELC Stock Option (right to buy) 37.5K Aug 20, 2024 Common Stock 37.5K $8.40 Direct F2
holding CELC Stock Option (right to buy) 3K Aug 20, 2024 Common Stock 3K $5.50 Direct F2
holding CELC Stock Option (right to buy) 932 Aug 20, 2024 Common Stock 932 $5.50 Direct F2
holding CELC Stock Option (right to buy) 3K Aug 20, 2024 Common Stock 3K $5.50 Direct F2
holding CELC Stock Option (right to buy) 10K Aug 20, 2024 Common Stock 10K $5.90 Direct F2
holding CELC Stock Option (right to buy) 1.12K Aug 20, 2024 Common Stock 1.12K $5.50 Direct F3
holding CELC Stock Option (right to buy) 1.3K Aug 20, 2024 Common Stock 1.3K $5.50 Direct F4
holding CELC Stock Option (right to buy) 1.2K Aug 20, 2024 Common Stock 1.2K $5.50 Direct F5
holding CELC Stock Option (right to buy) 3.81K Aug 20, 2024 Common Stock 3.81K $5.50 Direct F6
holding CELC Stock Option (right to buy) 15K Aug 20, 2024 Common Stock 15K $5.50 Direct F7
holding CELC Stock Option (right to buy) 821 Aug 20, 2024 Common Stock 821 $5.50 Direct F8
holding CELC Stock Option (right to buy) 31.9K Aug 20, 2024 Common Stock 31.9K $5.50 Direct F2
holding CELC Stock Option (right to buy) 5.07K Aug 20, 2024 Common Stock 5.07K $11.55 Direct F2
holding CELC Stock Option (right to buy) 21.3K Aug 20, 2024 Common Stock 21.3K $9.89 Direct F9
holding CELC Stock Option (right to buy) 60K Aug 20, 2024 Common Stock 60K $9.89 Direct F10
holding CELC Stock Option (right to buy) 5.53K Aug 20, 2024 Common Stock 5.53K $15.03 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes 2,000 shares acquired on April 30, 2024 pursuant to the Issuer's Employee Stock Purchase Plan.
F2 Fully vested.
F3 280 shares vest on 12/29/21; the remaining 842 shares vest 1/36th per month thereafter.
F4 325 shares vest on 2/2/22; the remaining 976 shares vest 1/36th per month thereafter.
F5 301 shares vest on 3/18/22; the remaining 903 shares vest 1/36th per month thereafter.
F6 952 shares vest on 4/12/22; the remaining 2,854 shares vest 1/36th per month thereafter.
F7 3,750 shares vest on 8/11/22; the remaining 11,250 shares vest 1/36th per month thereafter.
F8 205 shares vest on 10/27/22; the remaining 616 shares vest 1/36th per month thereafter.
F9 These shares vest in equal amounts on the last day of each month over seventeen (17) months, beginning August 31, 2023.
F10 15,000 shares vest on 8/25/24; the remaining 45,000 shares vest 1/36th per month thereafter.
F11 These shares vest in equal amounts on the first day of each month over twelve (12) months, beginning March 1, 2024.
F12 20,000 shares vest on 8/20/25; the remaining 60,000 shares vest 1/36th per month thereafter.