Kathleen Pitre - Aug 15, 2024 Form 4 Insider Report for BALL Corp (BALL)

Role
SVP & President NCA
Signature
/s/ Hannah Lim-Johnson, attorney-in-fact for Ms. Pitre
Stock symbol
BALL
Transactions as of
Aug 15, 2024
Transactions value $
$26,964
Form type
4
Date filed
8/19/2024, 07:00 PM
Previous filing
Feb 21, 2024
Next filing
Sep 17, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction BALL Common Stock Options Exercise $37.8K +600 +1.54% $63.00 39.6K Aug 15, 2024 Direct F1, F2, F3
transaction BALL Common Stock Tax liability -$10.8K -172 -0.43% $63.00 39.4K Aug 15, 2024 Direct F2, F4
holding BALL Common Stock 3.22K Aug 15, 2024 401(k)Plan F2, F5

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction BALL Common Stock Options Exercise $0 -600 -5.78% $0.00 9.78K Aug 15, 2024 Common Stock 600 Direct F2, F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Common stock acquired upon the lapse of Table II Restricted Stock Units.
F2 The securities included herein represent only those securities that are required to be disclosed pursuant to Section 16(a) of the Securities Exchange Act of 1934 in connection with the specific transaction(s) reported herein. The reporting person is the beneficial owner of additional shares and/or derivative securities of the issuer that are not disclosed on this Form 4. For additional information regarding the reporting person's ownership of issuer securities, refer to Forms 4 previously filed by the reporting person.
F3 The beneficial ownership for the reporting owner includes 370.0417 of shares pursuant to the Company' s Employee Stock Purchase Plan that were inadvertently not included in prior Form 4s due to an administrative error.
F4 Shares withheld for the payment of the tax obligation on the lapse of restrictions on Table II Restricted Stock Units.
F5 Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
F6 Each restricted stock unit represents a contingent right to receive one share of Ball Corporation Common Stock.
F7 Lapse of restricted stock units.