Thomas Eifert - 15 Aug 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
15 Aug 2024
Net transactions value
-$122,820
Form type
4
Filing time
19 Aug 2024, 16:01:36 UTC
Previous filing
04 Jun 2024
Next filing
27 Aug 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $47,180 +2,000 +21% $23.59 11,601 15 Aug 2024 Direct F1
transaction ALSN Common Stock Sale $170,000 -2,000 -17% $85.00 9,601 15 Aug 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -2,000 -48% $0.000000 2,202 15 Aug 2024 Common Stock 2,000 $23.59 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2024.
F2 The option vested on February 17, 2019.