Timothy Lain - Aug 1, 2024 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
SVP and CFO
Signature
James D. Dee/POA
Stock symbol
CRS
Transactions as of
Aug 1, 2024
Transactions value $
-$86,336
Form type
4
Date filed
8/5/2024, 04:52 PM
Previous filing
Jul 18, 2024
Next filing
Aug 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Options Exercise $122K +2.26K +2.45% $53.95 94.1K Aug 1, 2024 Direct
transaction CRS Common Stock Tax liability -$208K -1.45K -1.54% $143.94 92.7K Aug 1, 2024 Direct
holding CRS Common Stock 3.1K Aug 1, 2024 By 401k Retirement Plan F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -2.26K -100% 0 Aug 1, 2024 Common Stock 2.26K $53.95 Direct F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F2 Automatic Exercise completed before expiration pursuant to terms contained in the Award Agreement.
F3 Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017.
F4 The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.