Thomas Ronald Palmer - 01 Aug 2024 Form 4 Insider Report for NEWMONT Corp /DE/ (NEM)

Signature
/s/ Logan H. Hennessey, as attorney-in-fact for Thomas R. Palmer
Issuer symbol
NEM
Transactions as of
01 Aug 2024
Net transactions value
-$990,250
Form type
4
Filing time
05 Aug 2024, 16:46:59 UTC
Previous filing
03 Jul 2024
Next filing
05 Sep 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NEM Common Stock, $1.60 par value Sale $990,250 -20,000 -6% $49.51 311,469 01 Aug 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan dated March 28, 2024.
F2 This transaction was executed in multiple trades at prices ranging from $49.25 to $50.00. The price reported reflects the weighted average sales price. This reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.