ALFREDO RIVERA - 28 Jun 2024 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role: Director
Signature: Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol: PFG
Transactions as of: 28 Jun 2024
Net transactions value: +$1,192
Form type: 4
Filing time: 01 Jul 2024, 17:16:43 UTC
Previous filing: 11 Jun 2024
Next filing: 01 Oct 2024
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	PFG	Common Stock	Award	$0	+109	+1%	$0.000000	10,825	28 Jun 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	PFG	Phantom Stock Units	Award	$1,192	+15	+0.63%	$79.46	2,384	28 Jun 2024	Common Stock	15		Direct	F2, F3

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Grant of restricted stock units.
F2	The units convert to common stock on a one-for-one basis.
F3	The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.