| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Common Stock | Options Exercise | $5.37M | +366K | +18.22% | $14.67 | 2.37M | Jun 10, 2024 | Direct | F1 |
| transaction | HPE | Common Stock | Sale | -$7.35M | -366K | -15.41% | $20.07 | 2.01M | Jun 10, 2024 | Direct | F2 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HPE | Employee Stock Option (right to buy) | Options Exercise | $0 | -366K | -100% | $0.00* | 0 | Jun 10, 2024 | Common Stock | 366K | $14.67 | Direct | F3 |
| transaction | HPE | Restricted Stock Units | Award | +2.09K | +1.45% | 146K | Jan 11, 2024 | Common Stock | 2.09K | Direct | F4, F5 | |||
| transaction | HPE | Restricted Stock Units | Award | +4.55K | +1.5% | 309K | Jan 11, 2024 | Common Stock | 4.55K | Direct | F4, F6 | |||
| transaction | HPE | Restricted Stock Units | Award | +7.64K | +1.54% | 504K | Jan 11, 2024 | Common Stock | 7.64K | Direct | F4, F7 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | As of 03/13/24, the reporting person no longer has a reportable beneficial interest in 15,000 shares, originally included in the reporting person's prior ownership reports. The reporting person disclaims beneficial ownership to, and no longer reports as beneficially owned, any such securities. |
| F2 | The price in Column 4 is a weighted average price. The prices actually paid ranged from $19.955 to $20.205. Upon request, the reporting person will provide to the Issuer, any security holder of the Issuer, or the SEC staff information regarding the number of shares purchased at each price within the range. |
| F3 | This performance contingent stock option vested 33.3% on each of the first, second and third anniversary of the grant date, in each case it was subject to the satisfaction of certain stock price performance conditions. The option is no longer exercisable beginning on 12/07/24. |
| F4 | Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. |
| F5 | As previously reported, on 12/09/21 the reporting person was granted 422,627 restricted stock units ("RSUs"), 140,875 of which vested on 12/09/22, 135,621 of which vested on 12/09/23, and 135,621 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 1,077.0147 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 1,012.0970 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| F6 | As previously reported, on 12/08/22, the reporting person was granted 460,405 restricted stock units, 153,468 of which vested on 12/08/23, 147,743 of which will vest on 12/08/24, and 147,744 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 2,346.5675 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 2,205.1269 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
| F7 | As previously reported, on 12/07/23, the reporting person was granted 496,278 RSUs, 165,426 of which will vest on each of 12/07/24, 12/07/25 and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 reflects 3,941.1203 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 3,703.5672 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. |
The reported transaction occurred pursuant to a trading plan adopted on 03/11/24.