Lisa M. Schnorr - Jun 4, 2024 Form 4 Insider Report for GRAHAM CORP (GHM)

Role: Director
Signature: /s/ Christina McLeod, Attorney-in-Fact for Lisa M. Schnorr
Stock symbol: GHM
Transactions as of: Jun 4, 2024
Transactions value $: $0
Form type: 4
Date filed: 6/6/2024, 04:32 PM
Previous filing: May 31, 2024
Next filing: Aug 5, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	GHM	Common Stock						33K	Jun 4, 2024	Direct	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GHM	Restricted Stock Units	Award	$0	+2.93K		$0.00	2.93K	Jun 4, 2024	Common Stock	2.93K	$0.00	Direct	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Includes 6,393 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of Graham Corporation upon separation of the Reporting Person's service as a director.
F2	These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director.

Content

Includes 6,393 vested restricted stock units that become payable, on a one-for-one basis, in shares of common stock of Graham Corporation upon separation of the Reporting Person's service as a director.

These restricted stock units, which convert into common stock on a one-for-one basis, were granted under the 2020 Graham Corporation Equity Incentive Plan in a transaction exempt under Rule 16b-3 and, except as otherwise provided in the award notice, vest on the first anniversary of the date of grant and become payable in common stock upon separation of the Reporting Person's service as a director.