Key facts
- This page summarizes John Lowe's Form 4/A filing for CPI Card Group Inc. (PMTS).
- 4 reported transactions and 2 derivative rows are listed below.
- Accepted by SEC: 04 Jun 2024, 19:58.
John Lowe - 29 Mar 2024 Form 4/A Insider Report for CPI Card Group Inc. (PMTS)
- Reporting relationship
- President and CEO, Director
- Issuer ticker
- PMTS
- Reported as of
- 29 Mar 2024
- Net transaction value
- -$5,590
- SEC form
- 4/A
- Accepted by SEC
- 04 Jun 2024, 19:58:50 UTC
- Original report date
- 02 Apr 2024
- Prior SEC filing
- 26 Jan 2024
- Next SEC filing
- 04 Jun 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Jessica Browne, attorney-in-fact
Source evidence
Original filing metadata and source links for verification.
6 source fields
Reporting owner
1 detail
Key filing fact
John Lowe filed Form 4/A for CPI Card Group Inc. (PMTS) on 04 Jun 2024.
Change
- Previous filing in this sequence was filed on 26 Jan 2024.
- Current net transaction value: -$5,590.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4/A disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PMTS
transaction
Common Stock
Options Exercise
- Transaction value
- Shares
- +629
- Change %
- +4.9%
- Price
- Shares after
- 13,358
- Date
- 31 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
PMTS
transaction
Common Stock
Tax liability
- Transaction value
- $5,590
- Shares
- -313
- Change %
- -2.3%
- Price
- $17.86
- Shares after
- 13,045
- Date
- 31 Mar 2024
- Ownership
- Direct
- Footnotes
- F2
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
PMTS
transaction
Derivative
Restricted Stock Units
Award
- Transaction value
- $0
- Shares
- +19,409
- Change %
- Price
- $0.000000
- Shares after
- 19,409
- Date
- 29 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 19,409
- Exercise price
- Footnotes
- F1, F3
PMTS
transaction
Derivative
Restricted Stock Units
Options Exercise
- Transaction value
- $0
- Shares
- -629
- Change %
- -100%
- Price
- $0.000000*
- Shares after
- 0
- Date
- 31 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 629
- Exercise price
- Footnotes
- F1, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
Each restricted stock unit ("RSU") represents the right to receive one common share of the Issuer upon vesting of such RSU.
Footnote F2
Shares withheld by Issuer to satisfy the mandatory tax withholding requirement upon vesting of RSUs. Not an open market sale of securities.
Footnote F3
33.4% of the RSUs reported on this line vest on the first anniversary of the March 29, 2024 award date, 33.3% will vest on the second anniversary of the award date, and 33.3% will vest on the third anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
Footnote F4
This line reports 50% of the RSUs that were awarded on the March 31, 2023 award date, which vested on the first anniversary of the award date. The remaining 50% will vest on the second anniversary of the award date, subject to the reporting person's continued service through such date or as otherwise provided for in the applicable award agreement.
SEC remarks
On April 2, 2024, the reporting person filed a Form 4 which inadvertently checked the box indicating that a transaction reported therein was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). This amended Form 4 is being filed solely to uncheck this box and also re-states, in their entirety and without change, the transactions that were previously reported on the Form 4 filed on April 2, 2024.