James D. Dee - May 21, 2024 Form 4 Insider Report for CARPENTER TECHNOLOGY CORP (CRS)

Role
SVP Gen Counsel & Sec
Signature
James D. Dee
Stock symbol
CRS
Transactions as of
May 21, 2024
Transactions value $
-$1,506,730
Form type
4
Date filed
5/23/2024, 04:24 PM
Previous filing
Sep 21, 2023
Next filing
Jul 18, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CRS Common Stock Options Exercise $227K +4.21K +4.96% $53.95 89K May 21, 2024 Direct F1
transaction CRS Common Stock Options Exercise $356K +8.81K +9.9% $40.43 97.8K May 21, 2024 Direct F1
transaction CRS Common Stock Options Exercise $252K +4.28K +4.37% $58.94 102K May 21, 2024 Direct F1
transaction CRS Common Stock Options Exercise $275K +6.22K +6.1% $44.13 108K May 21, 2024 Direct F1
transaction CRS Common Stock Sale -$2.62M -23.5K -21.71% $111.26 84.8K May 21, 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -4.21K -100% 0 May 21, 2024 Common Stock 4.21K $53.95 Direct F3, F4
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -8.81K -100% 0 May 21, 2024 Common Stock 8.81K $40.43 Direct F4, F5
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -4.28K -100% 0 May 21, 2024 Common Stock 4.28K $58.94 Direct F4, F6
transaction CRS Employee Stock Option (Right to Buy) Options Exercise -6.22K -100% 0 May 21, 2024 Common Stock 6.22K $44.13 Direct F4, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
F2 The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $111.00 per share to a high of $111.815 per share.
F3 Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017.
F4 The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
F5 Stock Option Award became exercisable in equal installments on each of July 31, 2018, 2019 and 2020.
F6 Stock Option Award became exercisable in equal installments on each of August 6, 2019, 2020 and 2021.
F7 Stock Option Award became exercisable in equal installments on each of August 15, 2020, 2021 and 2022.