David E. Bullwinkle - 17 May 2024 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
CFO and Senior Vice President
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for David E. Bullwinkle
Issuer symbol
KODK
Transactions as of
17 May 2024
Net transactions value
-$29,925
Form type
4
Filing time
21 May 2024, 16:37:02 UTC
Previous filing
28 Mar 2024
Next filing
20 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Options Exercise $0 +16,666 +26% $0.000000 80,580 17 May 2024 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability $29,925 -6,009 -7.5% $4.98 74,571 17 May 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction KODK Restricted Stock Units Options Exercise $0 -16,666 -33% $0.000000 33,334 17 May 2024 Common Stock, par value $.01 16,666 $0.000000 Direct F1, F3
holding KODK Performance Stock Units 50,000 17 May 2024 Common Stock, par value $.01 50,000 $0.000000 Direct F4
holding KODK Stock Option (Right to Buy) 15,000 17 May 2024 Common Stock, par value $.01 15,000 $3.03 Direct F5
holding KODK Stock Option (Right to Buy) 10,000 17 May 2024 Common Stock, par value $.01 10,000 $4.53 Direct F5
holding KODK Stock Option (Right to Buy) 10,000 17 May 2024 Common Stock, par value $.01 10,000 $6.03 Direct F5
holding KODK Stock Option (Right to Buy) 10,000 17 May 2024 Common Stock, par value $.01 10,000 $12.00 Direct F5
holding KODK Stock Option (Right to Buy) 45,942 17 May 2024 Common Stock, par value $.01 45,942 $16.24 Direct F5
holding KODK Stock Option (Right to Buy) 355,330 17 May 2024 Common Stock, par value $.01 355,330 $12.50 Direct F5
holding KODK Stock Option (Right to Buy) 72,017 17 May 2024 Common Stock, par value $.01 72,017 $3.90 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on each of 5/17/2025 and 5/17/2026.
F4 These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
F5 This option has fully vested as of the date of this report.