Matthew Malone - 17 May 2024 Form 4 Insider Report for GRAHAM CORP (GHM)

Role
VP & GM of Barber-Nichols
Signature
/s/ Christina McLeod, Attorney-in-Fact for Matthew Malone
Issuer symbol
GHM
Transactions as of
17 May 2024
Net transactions value
-$22,219
Form type
4
Filing time
21 May 2024, 16:34:12 UTC
Previous filing
02 Jun 2023
Next filing
28 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GHM Common Stock Options Exercise $0 +2,374 +5.9% $0.000000 42,560 17 May 2024 Direct F1
transaction GHM Common Stock Tax liability $22,219 -763 -1.8% $29.12 41,797 17 May 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GHM Restricted Stock Units Options Exercise $0 -2,374 -33% $0.000000 4,749 17 May 2024 Common Stock 2,374 $0.000000 Direct F1, F3
holding GHM Restricted Stock Units 6,106 17 May 2024 Common Stock 6,106 $0.000000 Direct F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These restricted stock units convert into common stock on a one-for-one basis.
F2 Shares withheld to cover tax withholding obligations upon the vesting of restricted stock units.
F3 One-third of the original grant of these restricted stock units vested on 5/17/2024, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/17/2025 and 5/17/2026.
F4 One-third of the original grant of these restricted stock units vested on 5/23/2023, and except as otherwise provided in the award notice, the balance vests in substantially equal installments on 5/23/2024 and 5/23/2025.