Wee Yee Cheong - 17 May 2024 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Signature
Chris Agbe-Davies as Attorney-in-Fact
Issuer symbol
PFG
Transactions as of
17 May 2024
Net transactions value
-$1,871,228
Form type
4
Filing time
21 May 2024, 09:39:10 UTC
Previous filing
01 Apr 2024
Next filing
01 Jul 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $1,139,612 +22,030 +27% $51.73 102,261 17 May 2024 Direct
transaction PFG Common Stock Disposed to Issuer $1,871,228 -22,030 -22% $84.94 80,231 17 May 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Employee Stock Option (Right to Buy) Options Exercise $379,853 -7,343 -100% $51.73 0 17 May 2024 Common Stock 7,343 $51.73 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise $379,905 -7,344 -100% $51.73 0 17 May 2024 Common Stock 7,344 $51.73 Direct
transaction PFG Employee Stock Option (Right to Buy) Options Exercise $379,853 -7,343 -100% $51.73 0 17 May 2024 Common Stock 7,343 $51.73 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $84.75 to $85.12, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2 Includes 1,095 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.