Rocco F. Tarasi III - May 9, 2024 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Signature
Heidi M. Krings, Attorney-in-Fact
Stock symbol
CNO
Transactions as of
May 9, 2024
Transactions value $
-$189,266
Form type
4
Date filed
5/13/2024, 04:39 PM
Previous filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Sale -$89.5K -3.2K -3.63% $28.00 84.9K May 9, 2024 Direct F1
transaction CNO Common Stock Sale -$99.8K -3.5K -4.12% $28.50 81.4K May 13, 2024 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a Rule 10b5-1 trading plan adopted on December 19, 2023.