Philip J. Christman - 08 May 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Director
Signature
/s/Preston B. Ray, Attorney-in-Fact
Issuer symbol
ALSN
Transactions as of
08 May 2024
Transactions value $
$0
Form type
4
Filing time
10 May 2024, 16:50:00 UTC
Previous filing
19 Mar 2024
Next filing
20 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $0 +3.2K +113.57% $0.00 6.01K 08 May 2024 Direct F1, F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -3.15K -100% $0.00* 0 08 May 2024 Common Stock 3.15K Direct F3, F4
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -50 -100% $0.00* 0 08 May 2024 Common Stock 50 Direct F5, F6
transaction ALSN Restricted Stock Units Award $0 +2.02K $0.00 2.02K 09 May 2024 Common Stock 2.02K Direct F3, F7, F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") and related dividend equivalents.
F2 Includes 50 dividend equivalents.
F3 Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc.'s (the "Company") common stock.
F4 On May 4, 2023, the reporting person was granted 3,146 RSUs that vested on May 8, 2024.
F5 Each dividend equivalent right is the economic equivalent of one share of the Company's common stock.
F6 The dividend equivalent rights accrued on previously awarded RSUs and vested on May 8, 2024.
F7 The RSUs represent the reporting person's annual equity award under the Company's Eighth Amended and Restated Non-Employee Director Compensation Policy.
F8 The RSUs vest on the date of the next annual meeting of the stockholders of the Company. Unvested RSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F9 The number of RSUs received was calculated based on $76.81, which was the closing price of the Company's common stock on the date of grant.