Jeremy Cox - Apr 20, 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Signature
Ki Hoon Kim as Attorney-in-Fact for Jeremy K. Cox
Stock symbol
HPE
Transactions as of
Apr 20, 2024
Transactions value $
$327,237
Form type
4
Date filed
4/23/2024, 05:28 PM
Previous filing
Dec 20, 2023
Next filing
Apr 25, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $432K +25.7K +179.13% $16.79 40.1K Apr 20, 2024 Direct
transaction HPE Common Stock Tax liability -$105K -6.26K -15.6% $16.79 33.9K Apr 20, 2024 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Award +234 +1.45% 16.4K Jan 11, 2024 Common Stock 234 Direct F1, F2
transaction HPE Restricted Stock Units Options Exercise -25.7K -50% 25.7K Apr 20, 2024 Common Stock 25.7K Direct F1, F3
transaction HPE Restricted Stock Units Award +630 +1.5% 42.8K Jan 11, 2024 Common Stock 630 Direct F1, F4
transaction HPE Restricted Stock Units Award +3.34K +1.54% 220K Jan 11, 2024 Common Stock 3.34K Direct F1, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F2 As previously reported, on 12/09/21, the reporting person was granted 45,514 restricted stock units ("RSUs"), 15,171 of which vested on 12/09/22, 15,171 of which vested on 12/09/23, and 15,172 of which will vest on 12/09/24. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.4863 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 113.2239 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24
F3 As previously reported, on 04/20/22, the reporting person was granted 72,639 RSUs, 24,213 of which vested on 04/20/23, 24,213 of which vested on 04/20/24 and 24,213 of which will vest on 04/20/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 384.5681 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 361.3881 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24. The number of derivative securities in column 5 reflects 1,535 vested dividend equivalent rights and a de minimus adjustment of 0.9626 due to fractional rounding of the dividend equivalent rights.
F4 As previously reported, on 12/08/22, the reporting person was granted 61,387 RSUs, 20,462 of which vested on 12/08/23, 20,462 of which will vest on 12/08/24, and 20,463 of which will vest on 12/08/25. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 325 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 305.4104 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.
F5 As previously reported, on 12/07/23, the reporting person was granted 217,122 RSUs, 72,374 of which will vest on each of 12/07/24, 12/07/25, and 12/07/26. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 1,724.2431 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24, and 1,620.3134 dividend equivalent rights at $17.42 per RSU credited to the reporting person's account on 04/12/24.