Key facts
- This page summarizes Parallel49 Equity, ULC's Form 4 filing for CPI Card Group Inc. (PMTS).
- 1 reported transaction and 0 derivative rows are listed below.
- Accepted by SEC: 15 Apr 2024, 13:51.
Parallel49 Equity, ULC - 05 Apr 2024 Form 4 Insider Report for CPI Card Group Inc. (PMTS)
- Reporting relationship
- 10%+ Owner
- Issuer ticker
- PMTS
- Reported as of
- 05 Apr 2024
- Net transaction value
- -$4,404,004
- SEC form
- 4
- Accepted by SEC
- 15 Apr 2024, 13:51:04 UTC
- Next SEC filing
- 15 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Parallel49 Equity, ULC By: John Westerman, Managing Director
Source evidence
Original filing metadata and source links for verification.
4 source fields
Reporting owner
1 detail
Key filing fact
Parallel49 Equity, ULC filed Form 4 for CPI Card Group Inc. (PMTS) on 15 Apr 2024.
Change
- No earlier filing in this sequence is available for direct comparison.
- Current net transaction value: -$4,404,004.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
PMTS
transaction
Common Stock
Sale
- Transaction value
- $4,404,004
- Shares
- -244,314
- Change %
- -3.7%
- Price
- $18.03
- Shares after
- 6,314,511
- Date
- 05 Apr 2024
- Ownership
- See footnote
- Footnotes
- F1, F2, F3, F4
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 4 footnotes
Footnote F1
The shares were repurchased pursuant to that certain Stock Repurchase Agreement between Reporting Person and Issuer dated December 6, 2023.
Footnote F2
On December 18, 2017, Issuer filed with the Secretary of State of the State of Delaware a Certificate of Amendment to the Company's Third Amended and Restated Certificate of Incorporation to effect a one-for-five (1-for-5) reverse stock split as of December 20, 2017. The most recent Form 4 filed by Reporting Person dated October 15, 2015 reflected 32,794,131 pre-split shares, allocated to Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP in the amounts of 20,621,843 and 12,172,288, respectively, which equated to 4,124,368 and 2,434,457 post-split shares, respectively, or 6,558,825 post-split shares in the aggregate.
Footnote F3
153,631 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV), LP, following which sale, Tricor Pacific Capital Partners (Fund IV), LP holds 3,970,737 shares of common stock of the Company. 90,683 shares reported on this line were sold by Tricor Pacific Capital Partners (Fund IV) US, LP, following which sale, Tricor Pacific Capital Partners (Fund IV) US, LP holds 2,343,774 shares of common stock of the Company. Each of Tricor Pacific Capital Partners (Fund IV), LP and Tricor Pacific Capital Partners (Fund IV) US, LP (together, the "Tricor Funds") is managed by Parallel49 Equity, ULC (formerly Tricor Pacific Capital Partners (Fund IV), ULC), as the general partner.
Footnote F4
Bradley Seaman, David Rowntree, J. Trevor Johnstone and Roderick Senft are the sole members of an investment committee of the Tricor Funds that has the power to vote or dispose of the shares held by the Tricor Funds. Each member of the investment committee expressly disclaims any beneficial ownership of any shares of common stock held by the Tricor Funds.