Ann M. Livermore - 10 Apr 2024 Form 4 Insider Report for Hewlett Packard Enterprise Co (HPE)

Role
Director
Signature
Ki Hoon Kim as Attorney-in-Fact for Ann M. Livermore
Issuer symbol
HPE
Transactions as of
10 Apr 2024
Net transactions value
$0
Form type
4
Filing time
12 Apr 2024, 17:17:26 UTC
Previous filing
19 Mar 2024
Next filing
07 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HPE Common Stock Options Exercise $0 +17,390 +127% $0.000000 31,107 10 Apr 2024 Direct F1
holding HPE Common Stock 114,749 10 Apr 2024 by Livermore 2003 Trust F2
holding HPE Common Stock 4,488 10 Apr 2024 by The Ann Livermore IRA at Charles Schwab
holding HPE Common Stock 39,224 10 Apr 2024 by Ann M Livermore Grantor Retained Annuity Trust IV

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction HPE Restricted Stock Units Options Exercise -17,390 -100% 0 10 Apr 2024 Common Stock 17,390 Direct F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The total direct beneficial ownership reflects a decrease due to the transfer of 15,118 shares into the reporting person's 2003 Trust on 08/01/23.
F2 The total indirect beneficial ownership reflects an increase due to the transfer of 15,118 shares previously reported as being held directly by the reporting person into her 2003 Trust on 08/01/23.
F3 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
F4 As previously reported, on 05/05/23, the reporting person was granted 17,010 restricted stock units ("RSUs"), all of which cliff vested on 04/10/24, the date of Issuer's 2024 Annual Stockholders Meeting. Dividend equivalent rights accrue with respect to these RSUs when and as dividends are paid on Issuer's common stock. The number of derivative securities in column 5 includes 120.9959 dividend equivalent rights at $16.87 per RSU credited to the reporting person's account on 07/14/23, 123.8592 dividend equivalent rights at $16.48 per RSU credited to the reporting person's account on 10/13/23, and 135.0825 dividend equivalent rights at $16.37 per RSU credited to the reporting person's account on 01/11/24. The number of derivative securities in column 5 reflects 380 dividend equivalent rights and a de minimus adjustment of 0.0624 due to fractional rounding of the dividend equivalent rights.