Richard J. Rothberg - Apr 8, 2024 Form 4 Insider Report for Dell Technologies Inc. (DELL)

Signature
/s/ James Williamson, Attorney-in-Fact
Stock symbol
DELL
Transactions as of
Apr 8, 2024
Transactions value $
-$12,491,184
Form type
4
Date filed
4/10/2024, 04:37 PM
Previous filing
Mar 19, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction DELL Class C Common Stock Sale -$12.5M -94K -51.97% $132.95 86.8K Apr 8, 2024 Direct F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on January 4, 2024.
F2 Represents multiple sales transactions effected at the price of $132.95.