John Coll - Apr 1, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Signature
/s/ Preston Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Apr 1, 2024
Transactions value $
-$162,121
Form type
4
Date filed
4/3/2024, 04:07 PM
Previous filing
Mar 19, 2024
Next filing
Jun 4, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Sale -$162K -2K -10.86% $81.06 16.4K Apr 1, 2024 Direct F1, F2
holding ALSN Common Stock 8.91K Apr 1, 2024 By John Coll Living Trust dated 5/2/2005
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 This sale reported was pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 30, 2023.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $80.7800 to $81.1100. The reporting person undertakes to provide Allison Transmission Holdings, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.