Paul Marciano - Mar 29, 2024 Form 4 Insider Report for GUESS INC (GES)

Role
Chief Creative Officer, Director, 10%+ Owner
Signature
Jason T. Miller (attorney-in-fact)
Stock symbol
GES
Transactions as of
Mar 29, 2024
Transactions value $
$0
Form type
4
Date filed
4/2/2024, 06:45 PM
Previous filing
Feb 1, 2024
Next filing
May 22, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GES Common Stock Award $0 +248K +673.12% $0.00 285K Mar 29, 2024 Direct F1, F2
holding GES Common Stock 10.6M Mar 29, 2024 by Paul Marciano Trust F3, F4
holding GES Common Stock 106K Mar 29, 2024 by Exempt Gift Trust F5
holding GES Common Stock 370K Mar 29, 2024 by Nonexempt Gift Trust F6
holding GES Common Stock 171K Mar 29, 2024 by G Financial Holdings, LLC F7
holding GES Common Stock 339K Mar 29, 2024 by G Financial Holdings II, LLC F8
holding GES Common Stock 1.08M Mar 29, 2024 by ENRG Capital LLC F9
holding GES Common Stock 4.33M Mar 29, 2024 by Maurice Marciano Trust F10
holding GES Common Stock 104K Mar 29, 2024 by Next Step Capital, LLC ( F11
holding GES Common Stock 555K Mar 29, 2024 by Next Step Capital II, LLC F12
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Acquired pursuant to Issuer's employee equity plan upon achievement of previously established performance criteria.
F2 All unvested except for 82,736 shares.
F3 Reflects changes in form of ownership that are exempt pursuant to Rule 16a-13 under the Securities Exchange Act of 1934 since there was no change in pecuniary interest.
F4 Shares are held by the Paul Marciano Trust dated, 2/20/86.
F5 Shares are held by Exempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F6 Shares are held by the Nonexempt Gift Trust under the Next Step Trust. The reporting person disclaims beneficial ownership of these shares, except to the extent of the person's pecuniary interest therein.
F7 Shares are held by G Financial Holdings, LLC.
F8 Shares are held by G Financial Holdings II, LLC.
F9 Shares are held by ENRG Capital LLC.
F10 Shares are held by the Maurice Marciano Trust. The reporting person disclaims any and all beneficial interest in these shares. The filing of this report shall not be deemed an admission that the reporting person is the beneficial owner of any of such shares for purposes of Section 16 of the Securities Exchange Act of 1934 or for any other purpose.
F11 Shares are held by Next Step Capital, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.
F12 Shares are held by Next Step Capital II, LLC. The reporting person disclaims beneficial ownership of these shares, except to the extent of the reporting person's pecuniary interest therein.