Alfredo Rivera - Mar 28, 2024 Form 4 Insider Report for PRINCIPAL FINANCIAL GROUP INC (PFG)

Role
Director
Signature
Chris Agbe-Davies as Attorney-in-Fact
Stock symbol
PFG
Transactions as of
Mar 28, 2024
Transactions value $
$1,122
Form type
4
Date filed
4/1/2024, 08:11 PM
Previous filing
Dec 22, 2023
Next filing
May 23, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction PFG Common Stock Award $0 +78 +0.95% $0.00 8.32K Mar 28, 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction PFG Phantom Stock Units Award $1.12K +13 +0.8% $86.31 1.64K Mar 28, 2024 Common Stock 13 Direct F2, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Grant of restricted stock units.
F2 The units convert to common stock on a one-for-one basis.
F3 The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.