Yvonne K. Franzese - Mar 28, 2024 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Signature
Heidi M. Krings, Attorney-in-Fact
Stock symbol
CNO
Transactions as of
Mar 28, 2024
Transactions value $
-$197,910
Form type
4
Date filed
4/1/2024, 05:25 PM
Previous filing
Mar 27, 2024
Next filing
May 13, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Sale -$11.7K -424 -0.79% $27.50 53.4K Mar 28, 2024 Direct F1
transaction CNO Common Stock Sale -$186K -6.79K -12.71% $27.43 46.6K Mar 28, 2024 Direct F1
holding CNO Common Stock 72.7K Mar 28, 2024 Yvonne K. Franzese Revocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares sold pursuant to a Rule 10b5-1 trading plan adopted on December 21, 2023.