George Renaudin II - Mar 28, 2024 Form 4 Insider Report for HUMANA INC (HUM)

Role: President, Medicare & Medicaid
Signature: George Renaudin II
Stock symbol: HUM
Transactions as of: Mar 28, 2024
Transactions value $: $2,774
Form type: 4
Date filed: 4/1/2024, 10:18 AM
Previous filing: Feb 23, 2024
Next filing: Sep 4, 2024

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
holding	HUM	Humana Common						9.62K	Mar 28, 2024	Direct	F9
holding	HUM	Humana Common						492	Mar 28, 2024	See Footnote	F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	HUM	Phantom Stock Units	Other	$2.77K	+8	+5.19%	$346.72	162	Mar 28, 2024	Humana Common	8		See Footnote	F10
holding	HUM	Options						4.16K	Mar 28, 2024	Humana Common	4.16K	$510.24	Direct	F2
holding	HUM	Options						6.97K	Mar 28, 2024	Humana Common	6.97K	$367.21	Direct	F3
holding	HUM	Restricted Stock Units						1.24K	Mar 28, 2024	Humana Common	1.24K		Direct	F4, F5
holding	HUM	Restricted Stock Units						230	Mar 28, 2024	Humana Common	230		Direct	F4, F6
holding	HUM	Restricted Stock Units						609	Mar 28, 2024	Humana Common	609		Direct	F4, F7
holding	HUM	Restricted Stock Units						719	Mar 28, 2024	Humana Common	719		Direct	F4, F8

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Shares held for the benefit of reporting person as of February 29, 2024 under the Humana Retirement Savings Plan including routine payroll deductions, quarterly dividend allocation, and a routine disposition of shares to fund an administrative fee assessment under a Tax-Conditioned Plan, exempt under Rule 16b-3(c).
F2	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/2023, vesting in three annual increments from 2/24/24 to 2/24/26.
F3	Right to buy pursuant to Company's 2019 Amended & Restated Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/21/2024, vesting in three annual increments from 2/21/25 to 2/21/27.
F4	Right to receive one share per restricted stock unit pursuant to the Company's 2019 Amended & Restated Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
F5	Restricted stock units granted to reporting person on 9/1/2021, 100% of the award is vesting on 9/1/2024.
F6	Restricted stock units granted to reporting person on 2/21/2022, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24.
F7	Restricted stock units granted to reporting person on 10/1/2022, 100% of the award is vesting on 10/1/2025.
F8	Restricted stock units granted to reporting person on 2/24/2023, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25.
F9	Includes 7,250 restricted stock units representing a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2019 Amended & Restated Plan.
F10	Phantom Stock Units held for the benefit of reporting person as of March 28, 2024 based on the value of Humana common stock on a 1-for-1 basis, under the Humana Retirement Equalization Plan. Contributions are made once annually and reported within 2 business days of the contribution date with the transaction code "J". The ending number of units reflects normal fluctuation due to changes in stock price.