Key facts
- This page summarizes William E. Klitgaard's Form 4 filing for Zapata Computing Holdings Inc..
- 2 reported transactions and 1 derivative row are listed below.
- Accepted by SEC: 01 Apr 2024, 09:26.
William E. Klitgaard - 28 Mar 2024 Form 4 Insider Report for Zapata Computing Holdings Inc.
- Reporting relationship
- Director
- Issuer ticker
- ZPTA on OTC
- Reported as of
- 28 Mar 2024
- Net transaction value
- $0
- SEC form
- 4
- Accepted by SEC
- 01 Apr 2024, 09:26:40 UTC
- Prior SEC filing
- 28 Sep 2023
- Next SEC filing
- 12 Jul 2024
- Source filing
- View source filing
- Reporting owner signature
- /s/ Stacie S. Aarestad, Attorney-in-Fact
Source evidence
Original filing metadata and source links for verification.
5 source fields
Reporting owner
1 detail
Key filing fact
William E. Klitgaard filed Form 4 for Zapata Computing Holdings Inc. on 01 Apr 2024.
Change
- Previous filing in this sequence was filed on 28 Sep 2023.
- Current net transaction value: $0.
Research use
- This tells you what this filing adds before you inspect full transaction and derivative tables.
- You can trace every row back to the original SEC filing document.
Evidence
Filed on Form 4
View source filing
Ownership activity is grounded in SEC Form 4 disclosures.
Reported non-derivative transactions
Shares, units, or other non-derivative securities reported in this filing.
ZPTA
transaction
Common Stock
Award
- Transaction value
- Shares
- +126,348
- Change %
- Price
- Shares after
- 126,348
- Date
- 28 Mar 2024
- Ownership
- Direct
- Footnotes
- F1
Reported derivative securities
Options, warrants, convertible securities, or similar derivative positions disclosed in the filing.
ZPTA
transaction
Derivative
Stock Option (Right to Buy)
Award
- Transaction value
- Shares
- +68,558
- Change %
- Price
- Shares after
- 68,558
- Date
- 28 Mar 2024
- Ownership
- Direct
- Underlying class
- Common Stock
- Underlying amount
- 68,558
- Exercise price
- $3.80
- Footnotes
- F2, F3
* marks a reported price that did not pass the local price check.
Additional SEC filing notes
Filing notes and footnotes
Explanation of responses 3 footnotes
Footnote F1
Received in connection with the business combination (the "Merger") of a wholly owned subsidiary of the Issuer with Zapata Computing, Inc. ("Private Zapata"). In accordance with a Note Exchange Agreement, dated March 28, 2024, by and among the Reporting Person, the Issuer and Private Zapata, at the effective time of the Merger, the Reporting Person exchanged an outstanding Senior Secured Promissory Note between the Reporting Person and Private Zapata, with an aggregate principal amount, together with then-outstanding interest, of $568,568.92, for 126,348 shares of common stock of the Issuer, at a conversion price of $4.50 per share.
Footnote F2
The option will become exercisable in equal annual installments over two years from July 3, 2023.
Footnote F3
Received in accordance with the terms of the Business Combination Agreement (the "Business Combination Agreement"), dated as of September 6, 2023, by and among the Issuer, Tigre Merger Sub, Inc. and Zapata Computing, Inc. ("Private Zapata"), in exchange for an option to acquire 75,000 shares of common stock of Private Zapata at a purchase price of $3.47 per share.