Jason Griffin New - 26 Mar 2024 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
Director
Signature
/s/ Roger W. Byrd, Attorney-in-Fact for Jason Griffin New
Issuer symbol
KODK
Transactions as of
26 Mar 2024
Net transactions value
$0
Form type
4
Filing time
28 Mar 2024, 18:29:09 UTC
Previous filing
12 Dec 2023
Next filing
16 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Award $0 +2,108 +2.5% $0.000000 88,002 26 Mar 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KODK Phantom Stock 22,075 26 Mar 2024 Common Stock, par value $.01 22,075 $0.000000 Direct F2
holding KODK Restricted Stock Units 23,365 26 Mar 2024 Common Stock, par value $.01 23,365 $0.000000 Direct F3
holding KODK Stock Option (Right to Buy) 21,081 26 Mar 2024 Common Stock, par value $.01 21,081 $3.03 Direct F4
holding KODK Stock Option (Right to Buy) 6,416 26 Mar 2024 Common Stock, par value $.01 6,416 $4.53 Direct F4
holding KODK Stock Option (Right to Buy) 6,416 26 Mar 2024 Common Stock, par value $.01 6,416 $6.03 Direct F4
holding KODK Stock Option (Right to Buy) 3,666 26 Mar 2024 Common Stock, par value $.01 3,666 $12.00 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.
F2 Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. New in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F3 These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice.
F4 This option has fully vested as of the date of this report.