Philippe D. Katz - Mar 26, 2024 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Signature
/s/ Roger W. Byrd, Attorney-in-Fact for Philippe D. Katz
Stock symbol
KODK
Transactions as of
Mar 26, 2024
Transactions value $
$0
Form type
4
Date filed
3/28/2024, 06:28 PM
Previous filing
Dec 4, 2023
Next filing
May 16, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Award $0 +2.53K +1.57% $0.00 164K Mar 26, 2024 Direct F1
holding KODK Common Stock, par value $.01 2.52M Mar 26, 2024 Owned by KF Investors LLC F2
holding KODK Common Stock, par value $.01 1.57M Mar 26, 2024 Owned by Momar Corporation F3
holding KODK Common Stock, par value $.01 7.6K Mar 26, 2024 Owned by United Equities Commodities Company F4
holding KODK Common Stock, par value $.01 87.7K Mar 26, 2024 Owned by Marneu Holding Company F5
holding KODK Common Stock, par value $.01 48.9K Mar 26, 2024 Owned by 111 John Realty Corp. F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KODK Phantom Stock 82.6K Mar 26, 2024 Common Stock, par value $.01 82.6K $0.00 Direct F7
holding KODK Restricted Stock Units 23.4K Mar 26, 2024 Common Stock, par value $.01 23.4K $0.00 Direct F8
holding KODK Stock Option (Right to Buy) 25.3K Mar 26, 2024 Common Stock, par value $.01 25.3K $3.03 Direct F9
holding KODK Stock Option (Right to Buy) 7.7K Mar 26, 2024 Common Stock, par value $.01 7.7K $4.53 Direct F9
holding KODK Stock Option (Right to Buy) 7.7K Mar 26, 2024 Common Stock, par value $.01 7.7K $6.03 Direct F9
holding KODK Stock Option (Right to Buy) 4.4K Mar 26, 2024 Common Stock, par value $.01 4.4K $12.00 Direct F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.
F2 Mr. Katz disclaims beneficial ownership of the securities held by KF Investors LLC, an entity of which Mr. Katz is a managing member, except to the extent of his pecuniary interest therein.
F3 Mr. Katz disclaims beneficial ownership of the securities held by Momar Corporation, an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
F4 Mr. Katz disclaims beneficial ownership of the securities held by United Equities Commodities Company, an entity of which Mr. Katz is a general partner, except to the extent of his pecuniary interest therein.
F5 Mr. Katz disclaims beneficial ownership of the securities held by Marneu Holding Company, an entity of which Mr. Katz is a partner, except to the extent of his pecuniary interest therein.
F6 Mr. Katz disclaims beneficial ownership of the securities held by 111 John Realty Corp., an entity in which Mr. Katz has an ownership interest, except to the extent of his pecuniary interest therein.
F7 Each share of phantom stock represents a right to receive one share of common stock and becomes payable at the election of Mr. Katz in the year following the year of his separation from service as a director in either a single lump sum payment or in a maximum of ten annual installments.
F8 These restricted stock units, which convert into common stock on a one-for-one basis, vest on the day immediately preceding the Company's 2024 annual meeting of shareholders, except as otherwise provided in the award notice.
F9 This option has fully vested as of the date of this report.