Roger W. Byrd - 26 Mar 2024 Form 4 Insider Report for EASTMAN KODAK CO (KODK)

Role
General Counsel, Sec., SVP
Signature
/s/ Roger W. Byrd
Issuer symbol
KODK
Transactions as of
26 Mar 2024
Net transactions value
-$14,194
Form type
4
Filing time
28 Mar 2024, 18:27:15 UTC
Previous filing
04 Dec 2023
Next filing
21 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction KODK Common Stock, par value $.01 Award $0 +10,474 +27% $0.000000 49,766 26 Mar 2024 Direct F1
transaction KODK Common Stock, par value $.01 Tax liability $14,194 -3,106 -6.2% $4.57 46,660 26 Mar 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding KODK Restricted Stock Units 25,000 26 Mar 2024 Common Stock, par value $.01 25,000 $0.000000 Direct F3
holding KODK Performance Stock Units 25,000 26 Mar 2024 Common Stock, par value $.01 25,000 $0.000000 Direct F4
holding KODK Stock Option (Right to Buy) 25,000 26 Mar 2024 Common Stock, par value $.01 25,000 $4.28 Direct F5
holding KODK Stock Option (Right to Buy) 25,000 26 Mar 2024 Common Stock, par value $.01 25,000 $4.28 Direct F6
holding KODK Stock Option (Right to Buy) 15,000 26 Mar 2024 Common Stock, par value $.01 15,000 $3.03 Direct F7
holding KODK Stock Option (Right to Buy) 10,000 26 Mar 2024 Common Stock, par value $.01 10,000 $4.53 Direct F7
holding KODK Stock Option (Right to Buy) 10,000 26 Mar 2024 Common Stock, par value $.01 10,000 $6.03 Direct F7
holding KODK Stock Option (Right to Buy) 10,000 26 Mar 2024 Common Stock, par value $.01 10,000 $12.00 Direct F7
holding KODK Stock Option (Right to Buy) 89,744 26 Mar 2024 Common Stock, par value $.01 89,744 $3.09 Direct F7
holding KODK Stock Option (Right to Buy) 30,457 26 Mar 2024 Common Stock, par value $.01 30,457 $12.50 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects restricted stock units, which immediately vested and converted into common stock on a one-for-one basis. These restricted stock units were granted under the Company's Amended and Restated 2013 Omnibus Incentive Plan in a transaction exempt under Rule 16b-3.
F2 Shares withheld to cover tax withholding obligations on the vesting of restricted stock units.
F3 These restricted stock units, which convert into common stock on a one-for-one basis, will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
F4 These performance stock units, which convert into common stock on a one-for-one basis, will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
F5 This option will vest in substantially equal installments on each of 5/17/2024, 5/17/2025 and 5/17/2026, except as otherwise provided in the award notice.
F6 This option will vest on 5/17/2026 if the volume-weighted average price per share of common stock within the 20 trading day period before the vesting date exceeds a specified price, except as otherwise provided in the award notice.
F7 This option is fully vested as of the date of this report.