Richard P. Lavin - Aug 10, 2018 Form 4/A Insider Report for Allison Transmission Holdings Inc (ALSN)

Role: Director
Signature: /s/ Preston B. Ray, attorney-in-fact
Stock symbol: ALSN
Transactions as of: Aug 10, 2018
Transactions value $: $0
Form type: 4/A
Date filed: 3/28/2024, 04:10 PM
Date Of Original Report: Aug 14, 2018
Next filing: Mar 28, 2024

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	ALSN	Deferred Stock Units	Award	$0	+477	+1.63%	$0.00	29.7K	Aug 10, 2018	Common Stock	477		Direct	F1, F2, F3, F4, F5

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	The reporting person is filing this amendment to the Form 4 originally filed on August 14, 2018, as well as amendments to the Form 4s originally filed on November 14, 2018 and February 13, 2019, solely to reflect that the annual retainer awards reported in such Form 4s were granted to the reporting person in the form of deferred stock units ("DSUs") and not common stock. The subsequent Form 4s filed by the reporting person overstated the reporting person's direct holdings of common stock by an aggregate of 1,414 shares. As of March 28, 2024, the date of this amendment, the reporting person directly holds 9,826 shares of common stock.
F2	These DSUs represent a quarterly payment of the portion of the reporting person's annual retainer under the Allison Transmission Holdings, Inc. (the "Company") Third Amended and Restated Non-Employee Director Compensation Policy deferred pursuant to the Company's Amended and Restated Non-Employee Director Deferred Compensation Plan. The annual retainer is payable quarterly in arrears.
F3	Each DSU is the economic equivalent of one share of the Company's common stock. The DSUs become payable, in common stock, or at the Company's election cash, at the earlier of the reporting person's separation from service or a change in control. DSUs earn dividend equivalents when dividends are declared on the Company's common stock.
F4	The number of DSUs received was calculated based on $45.82, which was the closing price of the Company's common stock on the date of grant.
F5	Represents the total number of DSUs held by the reporting person as of March 28, 2024, the date of this amendment, and reflects all transactions through such date.