Karen DeToro - Mar 25, 2024 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Role
President, Worksite Division
Signature
Heidi M. Krings, Attorney-in-Fact
Stock symbol
CNO
Transactions as of
Mar 25, 2024
Transactions value $
-$107,759
Form type
4
Date filed
3/27/2024, 05:31 PM
Previous filing
Mar 20, 2024
Next filing
Apr 2, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Tax liability -$72.5K -2.7K -3.42% $26.86 76.4K Mar 25, 2024 Direct F1
transaction CNO Common Stock Sale -$35.2K -1.31K -1.71% $26.94 75K Mar 26, 2024 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares were surrendered to the issuer to cover required tax withholding on vested restricted stock units.
F2 Shares sold pursuant to a Rule 10b5-1 trading plan adopted on December 20, 2023.