Gary C. Bhojwani - Mar 25, 2024 Form 4 Insider Report for CNO Financial Group, Inc. (CNO)

Signature
Heidi M. Krings, Attorney-in-Fact
Stock symbol
CNO
Transactions as of
Mar 25, 2024
Transactions value $
-$1,497,961
Form type
4
Date filed
3/27/2024, 04:48 PM
Previous filing
Mar 21, 2024
Next filing
Apr 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CNO Common Stock Tax liability -$1.24M -46.3K -11.93% $26.86 342K Mar 25, 2024 Direct F1
transaction CNO Common Stock Sale -$254K -9.43K -2.76% $26.87 333K Mar 26, 2024 Direct F2, F3
holding CNO Common Stock 634K Mar 25, 2024 Gary C. Bhojwani Revocable Trust
holding CNO Common Stock 15.2K Mar 25, 2024 Gary C. Bhojwani Irrevocable Trust
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares were surrendered to the issuer to cover required tax withholding on vested restricted stock units.
F2 Shares sold pursuant to a Rule 10b5-1 trading plan adopted on December 19, 2023.
F3 Reflects weighted average sale price. Sales ranged from $26.79 per share to $26.96 per share. Reporting person will provide full information regarding the number of shares sold at each separate price upon request by the SEC staff, the issuer or any security holder of the issuer.