Brian F. Sullivan - 18 Mar 2024 Form 4 Insider Report for Celcuity Inc. (CELC)

Role
Chief Executive Officer, Director, 10%+ Owner
Signature
/s/ Eric O. Madson as Attorney-in-Fact for Brian F. Sullivan pursuant to Power of Attorney previously filed.
Issuer symbol
CELC
Transactions as of
18 Mar 2024
Net transactions value
$0
Form type
4
Filing time
20 Mar 2024, 16:14:23 UTC
Previous filing
01 Feb 2024
Next filing
30 Apr 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CELC Common Stock Gift $0 -765,897 -80% $0.000000 189,103 18 Mar 2024 By Spouse
transaction CELC Common Stock Gift $0 +765,897 $0.000000 765,897 18 Mar 2024 By Family Trust #2 F1
holding CELC Common Stock 1,198,296 18 Mar 2024 Direct
holding CELC Common Stock 863,347 18 Mar 2024 By Family Trust #1 F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CELC Stock Option (right to buy) 21,500 18 Mar 2024 Common Stock 21,500 $8.40 Direct F2
holding CELC Stock Option (right to buy) 8,220 18 Mar 2024 Common Stock 8,220 $5.50 Direct F2
holding CELC Stock Option (right to buy) 3,769 18 Mar 2024 Common Stock 3,769 $5.50 Direct F2
holding CELC Stock Option (right to buy) 14,675 18 Mar 2024 Common Stock 14,675 $5.50 Direct F2
holding CELC Stock Option (right to buy) 50,000 18 Mar 2024 Common Stock 50,000 $5.50 Direct F2
holding CELC Stock Option (right to buy) 4,985 18 Mar 2024 Common Stock 4,985 $5.50 Direct F2
holding CELC Stock Option (right to buy) 20,000 18 Mar 2024 Common Stock 20,000 $5.90 Direct F3
holding CELC Stock Option (right to buy) 17,281 18 Mar 2024 Common Stock 17,281 $5.90 Direct F2
holding CELC Stock Option (right to buy) 11,081 18 Mar 2024 Common Stock 11,081 $5.50 Direct F4
holding CELC Stock Option (right to buy) 12,859 18 Mar 2024 Common Stock 12,859 $5.50 Direct F5
holding CELC Stock Option (right to buy) 11,889 18 Mar 2024 Common Stock 11,889 $5.50 Direct F6
holding CELC Stock Option (right to buy) 13,509 18 Mar 2024 Common Stock 13,509 $5.50 Direct F7
holding CELC Stock Option (right to buy) 17,000 18 Mar 2024 Common Stock 17,000 $5.50 Direct F2
holding CELC Stock Option (right to buy) 20,000 18 Mar 2024 Common Stock 20,000 $5.50 Direct F8
holding CELC Stock Option (right to buy) 6,569 18 Mar 2024 Common Stock 6,569 $5.50 Direct F9
holding CELC Stock Option (right to buy) 250,000 18 Mar 2024 Common Stock 250,000 $5.50 Direct F2
holding CELC Warrants (right to buy) 104,340 18 Mar 2024 Common Stock 104,340 $8.05 Direct F2
holding CELC Stock Option (right to buy) 69,760 18 Mar 2024 Common Stock 69,760 $11.55 Direct F2
holding CELC Stock Option (right to buy) 180,000 18 Mar 2024 Common Stock 180,000 $9.89 Direct F10
holding CELC Stock Option (right to buy) 84,000 18 Mar 2024 Common Stock 84,000 $14.78 Direct F11
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The Reporting Person holds all voting and dispositive power with respect to the securities held by the trusts and is the beneficial owner of these securities.
F2 Fully vested.
F3 5,000 shares vest on 8/12/21; the remaining 15,000 shares vest 1/36th per month thereafter.
F4 2,770 shares vest on 12/29/21; the remaining 8,311 shares vest 1/36th per month thereafter.
F5 3,214 shares vest on 2/2/22; the remaining 9,645 shares vest 1/36th per month thereafter.
F6 2,972 shares vest on 3/18/22; the remaining 8,917 shares vest 1/36th per month thereafter.
F7 3,377 shares vest on 4/12/22; the remaining 10,132 shares vest 1/36th per month thereafter.
F8 5,000 shares vest on 8/11/22; the remaining 15,000 shares vest 1/36th per month thereafter.
F9 1,642 shares vest on 10/27/22; the remaining 4,927 shares vest 1/36th per month thereafter.
F10 45,000 shares vest on 8/25/24; the remaining 135,000 shares vest 1/36th per month thereafter.
F11 21,000 shares vest on 8/25/24; the remaining 63,000 shares vest 1/36th per month thereafter.