Christopher Kuehl - Mar 15, 2024 Form 4 Insider Report for AGNC Investment Corp. (AGNC)

Role
EVP, Chief Investment Officer
Signature
Christopher Kuehl
Stock symbol
AGNC
Transactions as of
Mar 15, 2024
Transactions value $
-$412,106
Form type
4
Date filed
3/18/2024, 04:03 PM
Previous filing
Mar 5, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AGNC Common Stock Tax liability -$412K -42.8K -5.48% $9.63 738K Mar 15, 2024 Direct F1, F2
holding AGNC Common Stock 2K Mar 15, 2024 IRA
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Dispositions represent shares withheld upon vesting of restricted stock unit awards to cover required tax withholdings.
F2 Includes 2,571 dividend equivalent restricted stock units received on previously granted RSU awards since the Reporting Person's last Form 4 filing.