John Coll - 28 Feb 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
SVP, Global MSS
Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
28 Feb 2024
Net transactions value
-$174,764
Form type
4
Filing time
01 Mar 2024, 16:12:57 UTC
Previous filing
27 Feb 2024
Next filing
19 Mar 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +7,944 +62% 20,732 28 Feb 2024 Direct F1
transaction ALSN Common Stock Tax liability $174,764 -2,312 -11% $75.59 18,420 28 Feb 2024 Direct F2
holding ALSN Common Stock 8,906 28 Feb 2024 By John Coll Living Trust dated 5/2/2005

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Performance Stock Units Options Exercise $0 -7,944 -100% $0.000000* 0 28 Feb 2024 Common Stock 7,944 Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.