Dana JH Pittard - Feb 28, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Defense Programs
Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 28, 2024
Transactions value $
-$125,555
Form type
4
Date filed
3/1/2024, 04:07 PM
Previous filing
Feb 27, 2024
Next filing
Mar 6, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +3.74K +102.16% 7.4K Feb 28, 2024 Direct F1
transaction ALSN Common Stock Tax liability -$126K -1.66K -22.45% $75.59 5.74K Feb 28, 2024 Direct F2
holding ALSN Common Stock 14.9K Feb 28, 2024 Pittard Living Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Performance Stock Units Options Exercise $0 -3.74K -100% $0.00* 0 Feb 28, 2024 Common Stock 3.74K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of performance-based restricted stock units ("PSUs") granted on February 10, 2021. Each PSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of PSUs.