Charles Geer Jr. - 27 Feb 2024 Form 4 Insider Report for HALLIBURTON CO (HAL)

Signature
/s/ Sarah I. Rubenfeld, by Power of Attorney
Issuer symbol
HAL
Transactions as of
27 Feb 2024
Net transactions value
+$1,125,712
Form type
4
Filing time
29 Feb 2024, 14:07:15 UTC
Previous filing
09 Jan 2024
Next filing
05 Mar 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction HAL Common Stock Award $1,125,712 +32,200 +41% $34.96 111,355 27 Feb 2024 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding HAL Option to Buy Common Stock 8,700 27 Feb 2024 Common Stock 8,700 $31.44 Direct
holding HAL Option to Buy Common Stock 5,800 27 Feb 2024 Common Stock 5,800 $43.38 Direct
holding HAL Option to Buy Common Stock 5,100 27 Feb 2024 Common Stock 5,100 $53.54 Direct
holding HAL Option to Buy Common Stock 8,700 27 Feb 2024 Common Stock 8,700 $38.95 Direct
holding HAL Option to Buy Common Stock 8,700 27 Feb 2024 Common Stock 8,700 $40.75 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Shares of common stock issued to the reporting person on February 27, 2024, upon achievement of the performance criteria and vesting of performance share units granted on January 4, 2021, pursuant to the Halliburton Company Performance Unit Program.