David S. Graziosi - Feb 26, 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
Chair, President and CEO, Director
Signature
/s/ Preston B. Ray, attorney-in-fact
Stock symbol
ALSN
Transactions as of
Feb 26, 2024
Transactions value $
-$4,467,186
Form type
4
Date filed
2/28/2024, 04:03 PM
Previous filing
Feb 23, 2024
Next filing
Mar 1, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise $1.28M +29.7K +22.15% $43.13 164K Feb 26, 2024 Direct
transaction ALSN Common Stock Sale -$2.22M -29.7K -18.13% $74.84 134K Feb 26, 2024 Direct F1
transaction ALSN Common Stock Options Exercise $365K +8.46K +6.31% $43.13 143K Feb 27, 2024 Direct
transaction ALSN Common Stock Options Exercise $3.38M +88.6K +62.16% $38.11 231K Feb 27, 2024 Direct
transaction ALSN Common Stock Sale -$7.27M -97.1K -42% $74.87 134K Feb 27, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -29.7K -77.82% $0.00 8.46K Feb 26, 2024 Common Stock 29.7K $43.13 Direct F3
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -8.46K -100% $0.00* 0 Feb 27, 2024 Common Stock 8.46K $43.13 Direct F3
transaction ALSN Employee Stock Option (right to buy) Options Exercise $0 -88.6K -66.67% $0.00 44.3K Feb 27, 2024 Common Stock 88.6K $38.11 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.6615 to $75.0200. The reporting person undertakes to provide Allison Transmission Holdings, Inc. ("ALSN") or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $74.4700 to $75.4500. The reporting person undertakes to provide ALSN or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The option vested in three equal annual installments beginning on February 10, 2022.
F4 The option vests in three equal annual installments beginning on February 24, 2023.