Thomas Eifert - 23 Feb 2024 Form 4 Insider Report for Allison Transmission Holdings Inc (ALSN)

Role
VP, Quality, Plan & Prog Mgmt
Signature
/s/ Preston B. Ray, attorney-in-fact
Issuer symbol
ALSN
Transactions as of
23 Feb 2024
Net transactions value
-$24,031
Form type
4
Filing time
27 Feb 2024, 16:45:15 UTC
Previous filing
23 Feb 2024
Next filing
29 Feb 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ALSN Common Stock Options Exercise +1,059 +17% 7,375 23 Feb 2024 Direct F1
transaction ALSN Common Stock Options Exercise +41 +0.56% 7,416 23 Feb 2024 Direct F2
transaction ALSN Common Stock Tax liability $24,031 -322 -4.3% $74.63 7,094 23 Feb 2024 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ALSN Restricted Stock Units Options Exercise $0 -1,059 -50% $0.000000 1,059 23 Feb 2024 Common Stock 1,059 Direct F1
transaction ALSN Dividend Equivalent Rights Options Exercise $0 -41 -35% $0.000000 75 23 Feb 2024 Common Stock 41 Direct F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Settlement of restricted stock units ("RSUs") granted on February 23, 2022. Each RSU represents a contingent right to receive one share of Allison Transmission Holdings, Inc. ("ALSN") common stock.
F2 Settlement of dividend equivalent rights ("DERs"). The DERs accrued when and as dividends were paid on ALSN common stock and vest proportionately with the RSU to which they relate. Each DER is the economic equivalent of one share of ALSN common stock.
F3 Represents shares withheld by ALSN to satisfy tax withholding obligations on the vesting of DERs and RSUs.